Neorealism first came to the fore
in the late seventies when Kenneth Waltz published his book, Theory
of International Politics. While
Waltz worked from the base which relism had created, he emphasized
some areas which he felt realism didn't and he refuted the
behaviourist notion that states acted the way that they do because of
man's innate search for power. Neo realist tend to be seen to take a
pessimistic and prudential view of International Relations (Elman,
2001). In this essay, I first try to explain why neorelists look for
relative gains over absolute gains and then I look at the level of
interaction among states keeping in mind the perennial search for
relative gains among states.
Despite
claims by realists, neorealists don't believe that states are more
interested in relative gains because they thirst for power for
power's sake.They believe power is a means to an end, the end being
security. States care only for relative gains because by gaining
relatively they can ensure their security (Glenn, Howlett and Poore,
2004). It is important to define power. It is not simply their
military capability or size but, as Kenneth Waltz puts it the
“economic, military, and other capabilities of Nations” He goes
on later to say “Their rank [of power] depends on how they score on
all of the following items: size of population and territory,
resource endowment, economic capability, military strength, political
stability and competence” (all in Waltz, 1979). Waltz makes it
clear that states are not ranked on how they do on one but, on all
the items collectively.
States
pay more attention to relative gains for two main reasons. Firstly,
the system in which states operate is anarchaic. States in an
anarchaic system must provide for their own security. States become
proccupied with identifying dangers and trying to counteracting them
becomes routine. Relations between two states, actors in the
anarchaic system, are tense, with states constantly weary of other
actors. This paranoia may result in hostility among states (Waltz,
1997).
Secondly,
neorealists claim that states favour relative gains as opposed to
absolute gains is because in an anarchaic system in which one states
gain is another's worry. For example, a state ammassing arms only for
it's own security maybe seen as a threat to other states. While
individually states maybe doing only what they can to ensure their
security, collectively those actions may result in arms races. We
also see when a defence alliance is formed, an opposing alliance may
be provoked into countermeasures.
Neorealists believe that
the level of interactions between states will differ depending on
the system, be it unipolar, bi-polar or multi-polar. They beleive
that in a system in which states are only concerned with relative
gains cooperation between two actors is difficult. When two states
care only for relative gain, their relations can be modelled as a
zero sum game -where one state's gain is offset by another's loss-
with no room for cooperation. States fear that today's friend could
well be tomorrow's enemy. They care little for how they fare
themselves but how well they fare in comparison to others. (Snidal,
1991). International cooperation and exchange between two actors is
outlined by Kenneth Waltz in his Theory
of International Relations (1979):
When faced with the possibility of cooperating
for mutual gain, states that feel insecure
must ask how the gain will be divided. They are
compelled to ask not “Will both of us
gain?" but “Who will gain more?" If
an expected gain is to be divided, say, in the ratio of two to one,
one state may use its disproportionate gain to implement a policy
intended to damage or destroy the other. Even the prospect of large
absolute gains for both parties does not elicit their cooperation so
long as each fears how the other will use its increased capabilities.
(Waltz, 1979)
In addition to this, Realists see
sovereign states as the only important units within an anarchaic
international cooperation system. By being an anarchaic system, by
having no supranational actor
“cooperation is made difficult because agreements cannot be
centrally enforced” (Snidal, 1991) meaning that states can walk out
of agreements which are no longer attractive to them.
While
we see that cooperation between two actors is difficult, cooperation
among many actors is somewhat easier. “The number of states to
which a state compares itself to can change the severity of the
relative gains problem”
(Grieco, Powell and Snidal, 1993) . As the number of states to which
a state compares itself to decreses then the severity of the relative
gains problem. States care less about relative gains.
"If
it is uncertain
about which partners would do relatively better, the state will
prefer more partners, for larger numbers would enhance the
likelihood that relative gains advantaging (what turn out to be)
better-positioned partners could be offset by more favorable
sharings arising from interactions with (as matters develop)
weaker partners"
(Grieco, 1990; 228)
In a
unipolarity system, which is perhaps the most peaceful state of
affairs within the system which states interact. In this system, the
hegemon of the region or world, will feel as if it is acting for
greater peace It will sometimes act as as the World Police, which
might appear “arbitrary and high handed” to some weaker states.
This will prompt these weaker states to act to restore the system to
a bi- or multi- polarity system by cooperating with each other.
(Waltz, 1997).
While
the vast majority of states care of relative gains, for very secure
and very weak
states, the quest for absolute gains may prevail over relative gains.
Very weak states cannot make themselves secure alone so do not try
very hard. On the other extreme, the more secure states fear less for
their security and begin to pursue more absolute gains. The U.S.
Have claimed to try and bring liberty and democracy to states during
their time as the hegemon. This will continue until the state begins
to lose out relatively to other states and the state begins to
disregard absolute gains and turns their attention back to relative
gains.
This
essay, I hope, clearly outlines why neorealists claim that states
look for relative gains over absolute gains and how this affects the
level of intenational exchange and cooperation in international
relations. While there have been many critics of neorealism and many
changes in the international relations structure since Kenneth Waltz
formulated it, the theory continues to be as relevant today as it
ever did.
Bibliography:
Elman,
C. (2001) ‘History, theory and the democratic peace,’ The
International History Review 23: 757–66
Glenn,
J., Howlett, D and Poore, S. (2004). Neorealism
versus strategic culture .
London: Ashgate. pp. 23.
Grieco,
J., Powell, R. and Snidal, D.. (1993). The Relative Gains Problem for
International Cooperation. The
American Political Science Review.
Vol. 87 (No. 3), pp. [727]-743.
Grieco,
J. (1990). Cooperation
among nations: Europe, America, and non-tariff barriers to trade.
New York: Cornell Uni. Press. pp. 228
Powell,
R. (1991). Absolute and Relative Gains in International Relations
Theory. American
Political Science Review.
Vol. 85 (No. 4), pp. 1303-1320
Snidal,
D. (Sept 1991). Relative Gains and The Pattern of International
Cooperation. The American Political Science Review. 85 (No. 3 ),
pp. 701-726.
Waltz,
K. (1997). Evaluating Theories. American
Political Science Review.
Vol. 91 (No. 4), pp. 913-917.
Waltz,
K. (1988). The Origins of War in Neorealist Theory. The
Journal of Interdisciplinary History.
Vol. 18 (No. 4), pp. 615-628.
Waltz
K. (1979) Theory
of International Politics.
McGraw Hill. New York: 1979.
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